Constructing Representema:
on the Neurosemiotics of Self and Vision

 

Donald Favareau

University of California, Los Angeles

3300 Rolfe Hall, Los Angeles, California, 90095 U.S.A.

e-mail: favareau@ucla.edu

 

Portions of this paper have been previously published in Sign Systems Studies Volume 30.1 entitled “Beyond self and other: On the neurosemiotic emergence of inter-subjectivity”

 

©This paper is not for reproduction without permission of the author

ABSTRACT

Convergent evidence from research into the neurobiology of vision reveals that the visual image is not something received whole from the environment and then presented to the mind. Rather, the evolution of the eye itself rests upon the evolution of a cell that over eons of interaction has been tuned to respond selectively to a range of photon configurations in the surrounding environment. Such cells in the aggregate interact with a vast distribution of other selectively specialized cells in the human brain to actively co_construct and result in a visual image that is not the product of brute mechanical reception and transmission, but of semiosis. This paper explores the suggestion that at the eye, like the entirety of the sensory sheet, functions as a sign_vehicle, the proper significate effect of whose cell_by_cell activity is not brute presentation in the dyadic sense, but an entire cascade of top_down and bottom_up, recursively generating semiosis mediating multiple levels of interpretive and life_sustaining activity and interaction. Using the neurobiology of vision as a paradigm case of neurosemiotic organization and interaction, then what is true for the eye is also, as Wittgenstein remarked, true for the ‘I.’ That is to say that on the neural level, Self _ ‘the Subject felt’ _ no less than ‘the Object seen’ is an ongoing, emergent product of sign_exchange activity which is embedded in cells which are embedded in brains which are embedded in bodies which are embedded in worlds _ a rich construction of internally biological, externally physical and historically situated and semiotically sedimented conceptual elements none of which enjoy a privileged or autonomous causality in structuring or determining the resultant symbolic relation which is then presented, seen, or bought to mind.

1          ON THE NECESSITY OF ESTABLISHING THE DISCIPLINE OF NEUROSEMIOTICS

The explosive growth over the last two decades of neuroscience, cognitive science, and ‘consciousness studies,’ as generally conceived, remains as yet unaccompanied by a corresponding development in the establishment of an explicitly semiotic understanding of the relations of sign exchange at the neuronal level function in the larger network of psychologically accessible sign exchange. The use of explicitlysemiotic terminology has been and remains assiduously avoided in the practices and explanations of traditional Western science in general – a stark methodological rebuttal to Hoffmeyer’s proposal that ‘intelligence lies not in the sign, but in the interpreting body…[and] the exploration of this inner semiosphere ought to be the aim of modern biology’ (1997:125), an exploration still yet to be undertaken a full 300 years after Locke’s call for the formulation of an explicitly semiotic science of representation – ‘the signs the mind makes use of’ (1690:461).

Nowhere is this disinclination more evident and, perhaps, more curious, than in mainstream Western neuroscience, wherein the very terms central to its whole agenda – terms such as ‘signal,’ ‘response,’ ‘message,’ ‘communication,’ and ‘command’ – are understood to its practitioners as mere metaphoric shorthand denoting mechanistic, asemiotic configurations and processes. Yet the abiding fear of anthropomorphization that attaches to an inadequate understanding of semiotic theory has made the use of explicitly neurosemiotic terminology anathema to the theorists of traditional neuroscience. Such fear is, of course, both counterproductive and unwarranted, for the role of the neurosemiotician – like the role of the cognitive neuroscientist – is not to anthropomorphize the individual activity of communally mindless neurons but to understand how the communal activity of individually mindless neurons anthropomorphizes, in a very minded fashion, us.

As the research I will be reviewing in this article amply illustrates, the explanatory power of traditional reductionist and mechanistic hypotheses ‘breaks down’ in cognitive neuroscientific endeavours earlier and more critically than in, say, classical physics – where for everyday, non-technical purposes, the problems of ‘meaning’ and of ‘knowing’ are not central to the stated endeavour. It is still very much the case that contemporary neuroscience - so incredibly adept at discovering and describing the physio-mechanical aspects of biological sign-exchange - lacks even one generally accepted, much less fully explanatory, theory of the very principles by which the emergence of mental representation from neuronal electro-chemical signal transduction is even possible, much less actually accomplished. Nobel prize winning neuroscientist Eric Kandel (2000), in the most recent edition his seminal Principles of Neural Science, states both at its outset and at its conclusion that despite the exponentially increasing brain research literature extant, “the neural representation of consciousness and self awareness… [remains] biology’s deepest riddle” (Kandel, Schwartz, Jessel 2000:16).

“After all,” continues Kandel, “to study the relationship between a mental process and specific brain regions, we must be able to identify the components of the mental process that we are attempting to explain” (ibid). I will maintain in this article that it is precisely because of contemporary neuroscience’s refusal to identify and to include the sign as one of the ‘components’ to be investigated in the emergence of even the most primitive of mental representations, that the most semiotically sedimented and emergent representation of all – that of the ‘consciousness’ of a subjective, internally referential ‘self’ – has been averred to be incorrigible by some philosophers (Horgan 1999, McGinn 1999), and has earned David Chalmers’ (1996) definitive appellation as ‘the hard problem’ of consciousness and mind.

For if, as these philosophers have repeatedly asserted, mental representation itself follows laws incommensurable with the laws of physical systems – and if the material objects of the world likewise entertain no efficacy in the causation of mental events – then the problem of how a representational consciousness as such can arise in a physical system (without recourse to a ‘ghost in the machine’) truly is incorrigible.

In Peircean semiotics, however, we find a way out of this impasse with the twin recognition that: (1) ‘representation’ – as well as the capacity for signification of which representation is but a part – is not a process originating from, nor exclusively the domain of, the human mind and that (2) the nature of such ‘representation’ in a specifically human psychological context does not reduce to a linear, unitary process whereby one presently existing state or thing -such as the rich, subjective experience of ‘pain’ - isomorphically ‘stands for’ or corresponds to one other presently existing state or thing (the neuronal event C-fiber stimulation) and so on down the line in the manner of a computer interface until at last one reaches reach the static, underlying, and finally causal ‘program code’ – but that ‘representation’ is a process of ‘built’ and massively co-constructed active mediation amongst elements (CP: 4.3)[1] in a complex, open system which ultimately allows the human organism to transcend the brute indexicality of physically present, coextensive and discrete relata and to participates interactively across its own organizational levels – levels which include the intrinsically dynamic elements of neuron, body, sign and world.

Critically, the neuron is a living cell and the environmental surround that each neuron is situated in, and with which it interacts most directly with at the site of the synaptic cleft, is a Heraclitian world of ever-changing chemical and molecular interaction and constitution, whose analog representation (the synaptic potential) is whatever unique configurational state that environment is in at the moment of synaptic - presumed to be quantal - release. Conversely, the electric current generated within the neuron and which travels down the axon, referred to semiotically enough as an action potential, possesses all the attributes of a purely digital code: it is either wholly present or wholly absent, its amplitude is not variable, it does not decay over time or distance. Most critically, synaptic potentials generate action potentials which generate synaptic potentials which generate action potentials. This ongoing process of semiosis wherein the interactive, consequential interplay between digital and analog activity constitutes new signs and new information at every nodal (synaptic) point constitutes a paradigm example of the semiotic interrelation called ‘code-duality’ (Hoffmeyer and Emmeche 1991, Hoffmeyer 1996 and SEED Volume 2.1) and is thus, I believe, the starting point upon which the establishment of a discipline of neurosemiotic must be built.

The totality of this systemic and incessant sign activity we reify as ‘mind.’ An ongoing, dynamic process of sign-exchanging cells embedded in sign-exchanging brains embedded in sign-exchanging bodies embedded in sign-exchanging worlds, the eternal interplay of symmetry breaking and of self-organization that characterizes the moment-to-moment experience of this recursively interactive system constitutes, in a very real sense, the very essence of ‘the mind.’

Properly seen, body, brain, mind and cell are but levels of the same one endlessly interacting complex system – and if we can view or treat them as distinct, it is more a testament to our own particular species-specific Lebenswelt – the culture of what Terrence Deacon (1997)calls symbolic reference – whereby we conceptually carve out of the sensory plenum of experience, elements of quality or, to use Peircian terms, iconicity (firstness), elements of relation or indexicality (secondness), and elements of synthesis or mediation (thirdness) (CP 1.378).[1] [2]

In the Peircean conceptualization of brain activity that I will be arguing for, experience dependant and dynamically re-entrant neuronal activity constitutes, to paraphrase Colapietro’s analogy with language, ‘the process in which paths are blazed from the object to the sign to the interpretant,’ whereas consciousness or subjective awareness constitutes ‘the process in which these paths are traversed’ (1989:19). Under this conception, the very biological semiosis that manifests the multitude of local electro-chemical sign-exchange into the global functional organization of our biological ‘selves’ finds its explicitly symbolic realization in the conceptual semiosis that manifests itself as our mental ‘selves.’ This opens up the way towards a dynamic view of the self that is at once iconic, dialogic and triadic.

For against the long-held neural conduit metaphor –wherein ‘information’ flows through neurons in much the same way as electricity flows through a copper wire, or even through a computer motherboard i.e. in ways in which neither the signal nor the vehicle of its transmission are understood to be participating in any way in semiosis – the massive data collected over the last half century regarding experience dependent dendrite growth, milieu responsive axon branching, epigenetic neural self-organization and the ongoing plasticity of synaptic weighting(Kandel, Schwartz, Jessel 2000) reveals the neural systems of living beings to be precisely what both its outward physical appearance and Sebeok’s general theory of semiosis suggests that it would be: neither a carbon-based telephone exchange nor a peptide-bound motherboard for transporting bytes of pre-encoded data for the utility of some distal ‘user’ – but a living, interactive, massively re-entrant, semiotic web, the history of whose organization incorporates its past, is active in the present and extends outwards to the future – “a web of experience woven out of signs and used to catch various objects in our Umwelt for the sake of our survival and flourishing”(Colapietro 1993:179).

Thus, in its capacity to free us from a purely dyadic ontology of neuronal sign processes consisting only of signals and their carriers, the naturalistic re-introduction of sign-objects, sign-interpretants and sign vehicles into the provenance of neurobiology allows us to transcend the Sausserian assumption whereby mental activity m ‘signifies’ neural activity n. This invisible assumption of contemporary neuroscience, whereby the elements of ‘signified’ and ‘signified’ are conceptualized as being somehow dichotic and discrete and which, accordingly, may thus be correlated only conventionally or arbitrarily, is obviously an exceedingly curious position for any study of biological organization to take, and results in a neural nominalism which is more ubiquitous in the literatures of neuroscience and consciousness than it is remarked upon.

For until such time as researchers working in the mainstream of the brain sciences understand that neural activity is sign-activity and until such time as theoreticians conversant with the laws and properties of semiotic interaction can contribute to that understanding by dispelling once and for all the popular misconceptions that sign activity means mental activity performed by a psychological agent, the serious collaborative dialogue between neuroscience and biosemiotics will remain forever stillborn.

Bearing this last point in mind, and given the short amount of space available here, I would like to attempt something of a preliminary rapprochement between these two fledgling disciplines – each of which has much to offer the other and each of which, I believe, are investigating much the same phenomena – by applying an explicitly biosemiotic perspective to some of the more recent findings of traditionally conceived neuroscience in an effort to illustrate the mutual enrichment to be had by both fields via the incorporation of such a neurosemiotic.

2          EVOLUTIONARY AND ONTOGENETIC TUNING OF NEURONS FOR SELECTIVE RESPONSE

The fact thatbothindividual neurons and the networks of which they are a part can be selectively ‘tuned’ by evolutionary and by ontogenetic experience i.e. they ‘take habits’ in the Peircean sense, was postulated most famously by Donald Hebb in 1949. Subsequently it has been demonstrated conclusively since by Palm (1982), Grey & Singer (1989), Tsumoto (1992), and Perrett et al. (1989a, 1989b, 1990), among a multitude of other researchers [2][3] (see, for example, the Face Recognition Research Homepage at http://www.cs.rug.nl/~peterkr/FACE/face.html for just a partial listing of the hundreds of researchers currently working in this particular sub-field).

Kobatake and Tanaka’s (1994)work on feature recognition at the level of the single neuron is representative of a vast corpus of research into the tendency for certain individual neurons to become exclusively selective or ‘tuned’ to respond to highly specific (often individual) colours, shapes, movements and particular biological stimuli such as fingers, faces and mouths (cf: Livingstone, Hubel 1987; Perret, Mistlin, Chitty 1987; Hubel 1988; Kandel, Schwartz, Jessel 2000; Zeki 1993, 1999).

Sensorimotor neurons – neurons that mediate both one’s perception and one’s effecting of the external world – likewise demonstrate high degrees of specificity, as the automaticity with which any ‘conditioned response’ or sustained ‘deep’ learning (such as speaking a language, driving an automobile or playing a musical instrument) will immediately attest. In practice, the massively accumulating data on the ‘learning’ ‘planning,’ ‘storage’ and exponentially recursive ‘feed-forward/feedback interaction’ of motor action sequencing and synchronization ‘schemas’ all but explicitly acknowledges the semiotic components inherent in such concepts as Gibson’s (1950) ‘motor affordances,’ which holds that the recognition of the shape of an object and its physical ‘opportunities for interaction’ (its curves, protuberances, angularity, etc.) by a set of selectively tuned sensory neurons is what ‘triggers’ - in the mechanistic terminology acceptable to contemporary neuroscience - a correlated set of selectively tuned motor neurons to produce a corresponding reach and grasp (Gibson 1950, Arbib 2000).

Habituation of this type, I wish to argue, has at is basis signification, the process whereby detection of a certain stimulus in a living organism comes to elicit a specific response. On the neuronal level, such detection is far from straightforward, as the neurons where such ‘selective tuning’ have been found to occur may be buried deep within multiply embedded networks and pathways which, in turn, themselves have been organized both evolutionarily and through ontogenetic experience via detection, response and learning of contingent causalities, or, as one might reasonably say, semiotically.

Significantly, recent research in the neurobiology of vision, especially the groundbreaking work of Semir Zeki (1993, 1999) demonstrate conclusively that sensory percepts such as visual images are not so much ‘received’ from incoming photon impulses as they are semiotically and co-constructively ‘built’ across heterogeneous and massively intercommunicating brain areas. Thus we find that sensory signification per se is intimately bound up with motoric processes of bodily and environmental interaction in an ongoing process of semiosis that cuts across the sub-systemic distinctions of brain, body and world.[3][4]

Semiotically, this visual network of organizational relations is only to be expected, as the evolution of the eye itself rests upon the evolution of a cell which has, over eons of interaction, been tuned to respond selectively to a range of photon configurations in the surrounding environment – a selectivity that ranges on the level of the single neuron from gross e.g. light detection, wavelength perception to extremely fine-tuned e.g. individual shapes, movement trajectories, and even highly specific faces, fingers, mouths and hands. Such cells in the aggregate interact with a vast distribution of other selectively specialized cells in the human brain to actively co-construct or ‘build’ a visual image that is not the product of brute mechanical reception and transmission, but of semiosis.

Even more recent findings regarding the neurobiology of visuomotor transformations strongly suggest that at least part of the semiotic and empathic grounding out of which intersubjectivity emerges may lie the activity of a certain class of selectively responsive neurons having both sensory and motor capabilities and that have been evolutionarily tuned to instantiate a congruent neural firing pattern both during one’s own execution of highly specific, goal-oriented, object-manipulating activities (grasping, tearing, biting) as well as during one’s mere passive observation of those exact same activities being performed by someone else (Fadiga, Fogassi, Pavesi, & Rizzolatti, 1995; Rizzolatti, Fadiga, Gallese, & Fogassi 1996; Gallese Vittorio, Fadiga L., Fogassi L., Rizzolatti Giacomo 1996; Iacoboni, Woods, Brass, Bekkering, Mazziotta and Rizzolatti 1999).

The discovery of these so-called ‘mirror neurons’ in humans a little over five years ago may have profound implications not only for our understanding of the sub-personal architectonics of empathy and intersubjectivity, but for a fundamental reappraisal into the continuing viability of any neuroscience of consciousness and mind that is not ‘semiotically’ conceived.

Thus stated, how we to begin the application of an explicitly Peircean semiotic to the dissipative electrochemical activity of communicating neurons? More critically, having seen how selective neuronal response properties may become, over evolutionary and ontogenetic time, exclusively ‘associated’ with objects and activities that these neurons themselves will never directly experience or ‘see,’ is there yet any reason to believe that the organization of this activity constitutes anything other than an electro-chemical ‘bucket brigade,’ a transfer of streaming brute ion configurations that receive their semantic ‘meaning,’ if at all, only at the ‘input/output’ (sensory and motor) ‘ports’ of the self? Conversely, is it reasonable to assert that the organization of this densely inter-communicative neuronal semiosphere itself partakes in no way of the organization of sign-activity that constitutes ‘consciousness’ and the ‘meaning’-making mind?

3          CONSTRUCTING REPRESENTEMA:
THE SIGN VEHICLE OF THE EYE

If we understand semiosis to be an organizing principle of all manner of sign-exchange, then the operational processes enabling signification from receptor cell to interneuron to effector cell and the processes enabling signification across the meta-systems of biological organization (cell, pathway, network, organ, system, body proper) and across levels of awareness (network signification, body signification, mental signification) reveal themselves as systemic parts in a lawful, interactive continuum – a view of mind and body that allows us to transcend the intransigent dualism of a contemporary neuroscience “which performs its analysis with an axe, leaving as the ultimate elements, unrelated chunks of being” (CP 7.570).

Situated within the web of neuronal interaction, the relata of semiotic interaction – as everywhere - are in no way ontologically ‘fixed.’ Icons, indices and symbols do not exist in neuronal semiosphere as entities per se, but only as any given instance of neuronal activity, whether in isolation or as part of a larger, transiently existing or stable configuration, is ‘taken’ to be so through the interpretant (or significate effect) of its particular instantiation.

Thus, activity whose distal object might be some perturbation outside the body is, through the vehicle of the sensory sheet, interpreted as a sign variously - that is: iconically at one point, indexically at another, symbolically[4][5] at yet another - throughout the resulting cascade of interneuronal activity. For “first of all and most radically, a sign is neither a thing nor an object but the pattern according to which things and objects interweave to make up the fabric of experience” (Deely 1990:55).

The research on the neurobiology of vision discussed above demonstrate the validity of this neurosemiotic understanding most compellingly: the eye, like the entirety of the sensory sheet, is a sign-vehicle, the proper significate effect of whose cell by cell activity is not brute ‘interpretation’ in the dyadic sense ($ x; x = y), but an entire cascade of top-down and bottom-up recursively generating semiosis across levels of interpretative and meta-interpretative activity and agents.

‘The object seen,’ no less than the concept ‘the self,’ exists not as a unitary given ‘presented’ to consciousness in the manner of computerized information exchange, but is instead a rich construction of internally biological, externally physical and historically situated, linguistically-mediated conceptual elements none of which enjoy a privileged or autonomous causality in structuring or determining the resultant symbol which is then ‘presented’ ‘seen’ or ‘brought to mind.’

Objectification is thus a product of the process of signification and not the other way around. Deely articulates this subtlety most incisively when he reminds us that “an organism does not deal with pure sensations, it deals with objects; and objects are sensations organized according to the nature, wants, needs, and desires of the organism having the sensations” (Deely 1999:10, italics mine).

This object in Peircean terminology is the immediate object – “the Object as the sign itself represents it, and whose Being is thus dependent upon the representation of it in the sign” (CP 4.536) and is the built object of neuronal sign-exchange, providing ‘objects,’ and therefore future grounds, of semiosis for all of the internal processes of the nervous system – including, but by no means limited to, symbolic ‘consciousness,’ ‘ideation’ and ‘awareness’ at its farthest upper reaches. It is related to its dynamical object – “which is the Reality which by some means contrives to determine the Sign to its Representation” (CP 4.536) – through its situation in the history of an organism’s evolutionary and ontogenetic experience.

Brion (1999)captures the essence of the sign’s relation to its dynamical object in terms that are deeply resonant with the research findings of evolutionary and developmental neurobiologists (Brion 1999:45):

Because the sign does not stand for the object ‘in all respects,’ then the sign abstracts from the object. ‘To abstract from,’ however, entails selection. Selection entails choice. Choice requires criteria of selection. Criteria of selection necessarily rest on values. That is, the relationship of the sign to the object is value-determined. Thus, the Ground carries out its function as the locus of [signification] – when it is suffused by – a set of values

Neurobiologically, these ‘values’ – for survival and for thrival – operate as the biases and selection pressures driving neuronal organization (Damasio 1994; LeDoux 1996; Deacon 1997; Schumann 1997; Edelman, Tononi 2000).Such organization, in turn, constitutes the primary sign-exchanging network that not so much ‘links’ – as makes semiotically continuous –the external and the internal milieus.

Thus, deep within the interactive tangles of the dense neuronal semiosphere, we have seen how the semiotic object of neuronal activity may be best understood as “that specific item within its context to which all interpretants [or significate effects] of that sign are collaterally related” (Savan,1976:16). Here again do we find the ‘objects’ of the inner semiosphere to be a nexus of collaterally related interpretative responses or interpretants, corresponding to what Edelman and Tononi (2000) regard on the neuronal level of organization as ‘dynamic functional clusters.’ And of all such built and situated ‘objects’ of our experience, one – the experience of a unitary ‘self’ – is the most built and situated, collaterally related nexus of all.

4          CONSTRUCTING REPRESENTEMA:
THE SIGN VEHICLE OF THE ‘I’

Human brains are remarkably unfinished creations at birth (Deacon 1997; Kendel, Swchwartz, Jessel 2000) and among the perceptions which serve as input for our earliest conceptual schemata, and their attendant neuronal self-organization,. are the ongoing symbolic interactions – what Bourdieu (1977) calls the habitus – of a reality which both begins as and which then artifactually reifies itself into a system of ever more generative signs. “By being included in the process of behavior,” writes Vygotsky, “the psychological tool [which is the artifactual vehicle of the sign] alters the entire flow and structure of mental functions” (in Werstch 1981:137).

Taking it as axiomatic, then, that cultural transmission and genetic inheritance together orient the individual towards a cognition of negotiated meaning in an ecology of dialogic signs, we can situate the deeply internalized, seemingly ubiquitous concept of ‘self’ as a product of the uppermost symbol level of our biological inner semiosphere. This is a level which, by definition, includes and yet exceeds both in abstraction and in semiotic freedom the supporting iconic and indexical levels of the never-ending sign-exchange activity mediating cell, brain, body and world.

Such activity and its resulting properties of causation are non-linearly interactive across levels of organization – and in their interdependent creation of the symbol known linguistically as the ‘self,’ cultural sign-exchange and biological sign-exchange exist in intimate symbiosis. ‘Self’ is thus an emergent process of nested iconic, indexical and symbolic localization: it is the carving out of experiential boundaries inherent in the differential causalities of interaction – Bateson’s ‘difference(s) that make a difference’–both on the level of cell network architectonics a well as on the level of what Terrence Deacon (1997)refers to as our virtual and symbolic selves.

For just as Zeki’s (1993, 1999) vision studies indicate that our visual ‘representations’ emerge as complex co-constructions of massively distributed, non-linear processes of interaction which culminate in – but in their constituent parts no way fully constitute – the experienced visual image, so too, does our far more semiotically sedimented sense of ‘self’ emerge from constituent iconic, indexical and symbolic interactions none of which alone contain the full, rich sense of ‘self’ so familiar to our symbolic consciousness. Precisely like a visual representation, this mental representation isn’t ‘given’ – it is built.

For in order to determine what ‘kind’ of sign any given neuronal sign activity constitutes, we need to ascertain how that neuronal activity functions as part of its particular representational process. I thus propose that on the neuronal level, as everywhere else, the iconic distinction – not necessarily between a fully semiosic ‘self’ and ‘other,’ but simply between any given discrimination being x and not being x –underlies and supports all ascending distinctions, as more increasingly complex hierarchies of organization necessarily rely on preceding ones for their realization and support.

Thus, the richly constructed symbolic concepts of ‘self’ and ‘other’ in their fullest, subjective phenomenological senses require the full hierarchically referential complement of icon, index and symbol for their realizations, a complement which may be formalized ontologically as being, relation and law.

Like Heidegger’s dasein,(Heidegger, 1962), the ‘what’ (as opposed to the ‘that’) of firstness that is often equated with the idea of ‘self’ is inaccessible and remains so until such time as it is brought into the system of relations capable of indexicalizing or symbolizing it – at which point, of course, it can no longer be apprehended ‘in itself’ – which is simply to say ‘in isolation’ from the referential system, the system of ongoing semiosis.

Similarly, I wish to argue, the fully semiosic ‘self,’ the self that can know itself as ‘a self,’ is likewise inaccessible except through its realization in a vast web of living, semiotic interaction. Because the self is comprised of – and thus cannot exclude – the being, relations and laws of its own situational historicity, of its constitutive relations, and of its physical embodiment, these relations constitute the very vehicles by which experience of ‘the world’ and experience of ‘the self’ must be navigated and thereby known.

Self-representation – the representation of ‘a self’ to a self, even before the further mediation of linguaform awareness – is accomplished through a massively collaborative interaction of sign-exchange across countless nodes of mediation between cell, brain, body and world. Neuronally, biologically and symbolically, ‘self’ is therefore cumulative, not primal – an achievement, not a given.

Yet, this does not mean that the often maligned ‘first person view’ that such semiosis results is either an ‘illusion’ or a category mistake. Rather, such ‘subjective experience’ is a fact of neuronal, biological and semiotic organization and a causally efficacious locus of meaning making and sign exchange embedded within, and embedding within it, countless other loci of semiotic interaction. As the philosopher Thomas Nagel (1986) so eloquently reminds us, there is a particular and singular, nonlinguistic and existential perspective ‘from here.’

What is important to remember, however, is that even our most seamless, immediate and apparently monolithic perspective is, in fact, a built perspective. For, just as on the symbolic level, dialogic relations of action (‘x does y’) and interaction (‘x does y to z’) characterize the long, post-natal process of human differentiation and individuation, so too on the upwardly organizing neural level, do specifically iconic patterns of neuronal activity (selectively tuned single neuron response, reflexes, fixed action patterns, and, most critically, the reflexive register of the experience of all of the above) become repeatedly associated in their co-occurrence with still other iconic patterns of neuronal activity, forming indexical relations which join these icons together into networks of functional relation (Pulvermuller 1999; Edelman, Tononi 2000; Llinas 2001), – the lawfulness of which forms the basis of proprioceptive ‘self-awareness’ and, ultimately, of the symbolic order.

Neurosemiotically, the ceaseless interaction of these recursive iconic, indexical and symbolic levels of organization provide the substrate for the emergence of a meta-system propensity towards ‘thirdness’ – a propensity which, in our species, finds its apogee in language and in the communal manipulation of publicly negotiated and therefore multiply perspectival signs. It is at this point in its organization that the internally ‘realized’ self – what we now see as the fully dynamic and triadic self (both in its relations with others and in its relations with its own levels of organization) – comes into its own.

The dialogic and triadic nature of our upwardly organizing self, we have seen, allows our organism to literally construct (realize) a ‘self’ that is made at least partly out of the internalized actions of others – actions which are internalized on the neuronal level via mirror system interactions, the nature of which are intersubjective by definition, as part of what mirror neuron pioneer Vittorio Gallese (2001) calls our ‘subpersonal architecture.’

For mirror neuron research, rightly construed, demonstrates that not only language, but also actions themselves constitute a ‘public’ domain upon which and out of which the ‘subject self’ is at least partially constructed. Thus, there is no fully cognized ‘self’ to speak of that does not take the actions of others as the fabric from which itself is weaved. Indeed, Pierce reminds us that to maintain that “I am altogether myself and not at all you” constitutes a ‘metaphysics of wickedness’ (CP 7.570). ‘Others’ are in a sense in us and in our actions from the start.

5          CONCLUSION

The proposal is thus made to consider the ‘self,’ both neurobiologically and in its semiotic multiplicity as a being that is simultaneously and interactivelyiconic, dialogic, and symbolic. I have argued that to equate the ‘self’ as coterminous with biological proprioception, with the first-person perspective, or with a node in a social matrix, is to impoverish the conception of ‘self’ by several significant orders – for the self to be a self must be all of these at recursively at once and more. The full ‘self’ as we understand it in our daily lives, is a dynamically determined self at every moment and the relations of which it is inextricably a part are likewise dynamically and perpetually co-construed. It is therefore as much a product of social interaction as of neurotransmission, for both the subpersonal and the extra-personal aspects of this ‘self’ are deeply rooted in a massively non-linear, re-entrant ecology of signs.

This is why, in undertaking the establishment of a discipline of neurosemiotic, it is all the more critical to distinguish the various levels of sign activity, lest we are misled, on the one hand, to positing an eliminativist reductionism that dismisses some of the most vital aspects of our being as merely epiphenomenal or even downright illusory – or, on the other hand, to conflating what is proper only to the milieu of linguistic, socially mediated, symbolic interaction to the brute iconic and indexical significations taking place on the level of the somatic or neuronal cell.

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NOTES

1.      Of the more prominent neuroscientists working in the field today, three in particular – Terrence Deacon (1997), Gerald Edelman (1994, 2000) and Antonio Damasio (1994, 1999) – all explicitly advance the notion that ‘representation’ in the body and in the mind exists as a process as opposed to as an entity or as a collection of neuronal and/or mental particulars. Yet while all three of these scientists acknowledge ‘representation’ as the recursive self-organization of interactions emerging out of, embedding, and becoming themselves embedded again within other interactions (for Edelman, on the neuronal level; and for Damasio, on the neuroanatomical), only Deacon explicitly recognizes and acknowledges that the very processes whereby representation emerges, is exchanged, and causes other representations to emerge ad infinitum, is essentially an embodiment of the semiotic triadicity of Peirce.

2.      Such adaptive, spontaneous ‘tuning’ through habituation, of course, is also at the basis of connectionist, or neural networking, models of information processing, self-organization, learning, and mind which attempt to build into mechanical systems the Hebbian postulate of experience-driven cell networking and self-assembly. For an excellent overviews and discussion of the shortcomings and potentials of connectionist and other AI/AL research, see Emmeche 1994 and Levy 1992.

3.      Hoffmeyer (1996) askshow we are to determine where an ‘individual’ starts (or ends!) in an organism that is itself composed of millions of other individual cellular organisms. Clark (1996, 1999) in turn, argues that the situating cognition and ‘mind’ exclusively in brain and in body as well creates a misleading dichotomy that has been the bane of cognitive science. Hutchins (1995)further unlooses the bounds of inquiry by arguing that cognition per se is distributed across brain, body and world, while Jarvilheto (2001) finally, questions the validity of positing any body-world distinction at all. Thus, the issue of mereology, as Stjernfelt (2000) and Kull (2001)have recently pointed out, is one which any comprehensive semiotic investigation is going to have to ultimately confront.

4.      That is to say, through the significance of such activity as situated in its relation to the presently existing conventions, principles and ‘laws’ emergent from the functional organization of the organism.


 



[1]              Of the more prominent neuroscientists working in the field today, three in particular – Terrence Deacon (1997), Gerald Edelman (1994, 2000) and Antonio Damasio (1994, 1999) –all explicitly advance the notion that ‘representation’ in the body and in the mind exists as a process as opposed to as an entity or as a collection of neuronal and/or mental particulars. Yet while all three of these scientists acknowledge ‘representation’ as the recursive self-organization of interactions emerging out of, embedding, and becoming themselves embedded again within other interactions (for Edelman, on the neuronal level; and for Damasio, on the neuroanatomical), only Deacon explicitly recognizes and acknowledges that the very processes whereby representation emerges, is exchanged, and causes other representations to emerge ad infinitum, is essentially an embodiment of the semiotic triadicity of Peirce.

[2]               Such adaptive, spontaneous ‘tuning’ through habituation, of course, is also at the basis of connectionist, or neural networking, models of information processing, self-organization, learning, and mind which attempt to build into mechanical systems the Hebbian postulate of experience-driven cell networking and self-assembly. For an excellent overviews and discussion of the shortcomings and potentials of connectionist and other AI/AL research, see Emmeche 1994 and Levy 1992.

[3]                Hoffmeyer (1996) askshow we are to determine where an ‘individual’ starts (or ends!) in an organism that is itself composed of millions of other individual cellular organisms. Clark (1996, 1999) in turn, argues that the situating cognition and ‘mind’ exclusively in brain and in body as well creates a misleading dichotomy that has been the bane of cognitive science. Hutchins (1995)further unlooses the bounds of inquiry by arguing that cognition per se is distributed across brain, body and world, while Jarvilheto (2001) finally, questions the validity of positing any body-world distinction at all. Thus, the issue of mereology, as Stjernfelt (2000) and Kull (2001)have recently pointed out, is one which any comprehensive semiotic investigation is going to have to ultimately confront.

On the neurobiological level, I will be proposing in a future paper that one felicitous way of dealing with such questions may be via an extension of Hofstadter’s(1979) notion of ‘self-organizing modularity’ which finds its neurobiological counterpart in Edelman and Tononi’s (2000) notion of neuronal ‘functional clusters’ and their ‘dynamic core hypothesis’ – the neural version, in effect, of Bateson’s ‘difference that makes a difference’ – that accounts for the emergence of relatively discrete entities from a plenum of recursive interaction.

[4]              That is to say, through the significance of such activity as situated in its relation to the presently existing conventions, principles and ‘laws’ emergent from the functional organization of the organism.



[1]             On the neurobiological level, I will be proposing in a future paper that one felicitous way of dealing with such questions may be via an extension of Hofstadter’s(1979) notion of ‘self-organizing modularity’ which finds its neurobiological counterpart in Edelman and Tononi’s (2000) notion of neuronal ‘functional clusters’ and their ‘dynamic core hypothesis’ – the neural version, in effect, of Bateson’s ‘difference that makes a difference’ – that accounts for the emergence of relatively discrete entities from a plenum of recursive interaction.

[2]              Of the more prominent neuroscientists working in the field today, three in particular – Terrence Deacon (1997), Gerald Edelman (1994, 2000) and Antonio Damasio (1994, 1999) –all explicitly advance the notion that ‘representation’ in the body and in the mind exists as a process as opposed to as an entity or as a collection of neuronal and/or mental particulars. Yet while all three of these scientists acknowledge ‘representation’ as the recursive self-organization of interactions emerging out of, embedding, and becoming themselves embedded again within other interactions (for Edelman, on the neuronal level; and for Damasio, on the neuroanatomical), only Deacon explicitly recognizes and acknowledges that the very processes whereby representation emerges, is exchanged, and causes other representations to emerge ad infinitum, is essentially an embodiment of the semiotic triadicity of Peirce.

 

[3]              Such adaptive, spontaneous ‘tuning’ through habituation, of course, is also at the basis of connectionist, or neural networking, models of information processing, self-organization, learning, and mind which attempt to build into mechanical systems the Hebbian postulate of experience-driven cell networking and self-assembly. For an excellent overviews and discussion of the shortcomings and potentials of connectionist and other AI/AL research, see Emmeche 1994 and Levy 1992.

[4]            Hoffmeyer (1996) askshow we are to determine where an ‘individual’ starts (or ends!) in an organism that is itself composed of millions of other individual cellular organisms. Clark (1996, 1999) in turn, argues that the situating cognition and ‘mind’ exclusively in brain and in body as well creates a misleading dichotomy that has been the bane of cognitive science. Hutchins (1995)further unlooses the bounds of inquiry by arguing that cognition per se is distributed across brain, body and world, while Jarvilheto (2001) finally, questions the validity of positing any body-world distinction at all. Thus, the issue of mereology, as Stjernfelt (2000) and Kull (2001)have recently pointed out, is one which any comprehensive semiotic investigation is going to have to ultimately confront.

On the neurobiological level, I will be proposing in a future paper that one felicitous way of dealing with such questions may be via an extension of Hofstadter’s(1979) notion of ‘self-organizing modularity’ which finds its neurobiological counterpart in Edelman and Tononi’s (2000) notion of neuronal ‘functional clusters’ and their ‘dynamic core hypothesis’ – the neural version, in effect, of Bateson’s ‘difference that makes a difference’ – that accounts for the emergence of relatively discrete entities from a plenum of recursive interaction.

 

[5]              That is to say, through the significance of such activity as situated in its relation to the presently existing conventions, principles and ‘laws’ emergent from the functional organization of the organism.